Blog
FinReg + Policy Watch
November 15, 2022

SEC and CFTC Send Powerful Message with $2 Billion in Fines Related to Social Media and Text Recordkeeping Lapses

Our recent client alert covers the recent recordkeeping fines from the SEC and CFTC.

 

The post SEC and CFTC Send Powerful Message with $2 Billion in Fines Related to Social Media and Text Recordkeeping Lapses appeared first on FinReg & Policy Watch.