May 29, 2007

Financial Services Alert - May 29, 2007

  • Staff of SEC’s Division of Investment Management Issues Q&A Regarding Disclosure of Expenses of Investing in Other Funds in Prospectus Fee Tables
  • FRB Proposes Regulation Z Amendments
  • Federal Court of Appeals for 7th Circuit Reverses District Court Injunction Requiring Consumer Products and Munitions Company to Register as Investment Company
  • SEC Announces Roundtable Discussion Regarding Rule 12b-1 under the Investment Company Act