- SEC Settles Administrative Proceeding with Pension Consultant over Failure to Properly Disclose Potential Conflicts of Interest
- Federal District Court Dismisses Suit Brought by Investor against Hedge Fund Consultant over Bayou Fund Investment Recommendation
- IRS Finalizes Regulations to Simplify Reporting when Foreign Tax Benefits Pass to RIC Shareholders
- FRB Rules Disease Management and Mail Order Pharmacy Services are “Complementary” to Insurance Underwriting
- OCC Confirms National Banks May Provide Normal Banking Services to the Private Manager of a State Lottery
- Limited Relief Provided by IRS under Section 409A