• FRB and SEC Issue Final Version of Regulation R
• SEC Settles Enforcement Proceeding with Pension Consultant over Failure to Disclose Conflict of Interest in Advisers Act Registration Statement Filings
• Foreign Bank US Branch Obtains Regulation W Exemption
• SEC Votes to Propose Amendments Regarding Interpretive Rules under the Advisers Act Affecting Broker-Dealers and to Adopt Temporary Advisers Act Rule regarding Principal Trades by Dually Registered Advisers with Advisory Clients
• Federal Banking Agencies Issue Final Rules Expanding Examination Cycle for Certain Small Banks and Thrifts
• Banking Agencies Propose Guidance on Garnishment of Exempt Federal Benefit Funds
• IRS Seeks to Expand Look-Through Rules for Segregated Asset Accounts
• SEC Announces 2007 National CCOutreach Seminar