Key Issues Facing Boards of Directors: New SEC Enforcement Initiatives and Corporate Governance Risks

March 29, 2017 | 8:30 AM - 10:30 AM
The Downtown Harvard Club, One Federal Street, Boston, Massachusetts


With a changing economy and initiatives by the new Administration, there are significant regulatory and enforcement challenges that Directors must address.  The Distinguished Speakers will discuss the SEC’s views regarding enforcement and disclosure issues.  Topics will include internal corporate investigations; whistleblowers; insider trading; the role of the audit committee; disclosures to regulators; and protecting against personal liability of Directors & Officers.  The Distinguished Speakers will also analyze best practices and proactive steps that Boards should take to address these key issues.

The Directors Roundtable Institute is a not-for-profit which organizes worldwide programming for Directors and their advisors.  

Distinguished Speakers

Paul Levenson
Regional Director (Boston), U.S. Securities and Exchange Commission
Tony Jordan
Partner, EY

R. Todd Cronan
& Jennifer Chunias
Partners, Goodwin LLP