Press Release August 01, 2017

BYLINE: OCIE to Investment Advisers: Focus on These Five Problem Areas (Journal of Investment Compliance)

Partners Brynn Peltz and Ilan Nissan and associate Evyn Rabinowitz’s client memo was published in the Journal of Investment Compliance describing the five compliance topics most frequently identified in deficiency letters sent to investment advisers after the completion of an OCIE examination.

Read the full article.