Alert September 19, 2006

Financial Services Alert - September 19, 2006

  • Federal Bank Regulators and SEC Testify on Capital Rules; Banking Agencies also Address CRE Guidance
  • NASD Issues Notice to Members Regarding “Text Box” Mutual Fund Performance Advertising Rule Changes
  • SEC Office of The Chief Accountant and Divisions of Corporation Finance and Investment Management Provide Guidance on the Effects of Prior Year Misstatements in Quantifying Current Year Misstatements
  • Correction - Massachusetts Enacts Law Amending Electronic Fund Transfer Provisions