Annie Railton is a partner in Goodwin’s Government Investigations + Enforcement practice, Co-Chair of the Firm’s Financial Services Litigation + Investigation group and Investment Management practice, and a leader in the Healthcare Investigations practice. She represents companies, boards, and individuals in government and internal corporate investigations, regulatory and enforcement proceedings, and complex commercial litigation, with a focus on the financial and healthcare industries.

Ms. Railton is recognized by Chambers USA as an Up and Coming lawyer in White-Collar Crime & Government Investigations in New York, and is recommended by The Legal 500 US for her corporate investigations and white-collar criminal defense practice. She has also been recognized as a Law360 White Collar “Rising Star” and named to Benchmark Litigation’s “40 & Under Hot List,” recognizing the most promising emerging talent in litigation.

Experience

ERFAHRUNG

EXPÉRIENCE

工作经历

Ms. Railton regularly represents companies and individuals before federal and state regulators, including investigations by the DOJ, SEC, FINRA, and various state Attorneys General, and has conducted numerous internal corporate investigations for companies and their boards of directors. She is also a seasoned trial lawyer, including serving as co-lead counsel in a federal criminal trial after which the judge praised “defense counsel’s excellent representation of the defendant throughout the case,” noting that “it’s plain that defense counsel did an extraordinary job, including making a successful motion to suppress, getting the count that the defendant had pleaded guilty to dismissed, and getting additional counts dismissed, either because the government couldn’t pursue them or the jury did not find them to be proven.”

Ms. Railton’s representative matters include:

Corporate Representations

  • A global financial institution in an internal investigation regarding potential conflict of interest and bribery issues and related inquiries from various criminal and civil regulatory agencies.
  • An institutional investment manager and advisor in an SEC investigation regarding potential conflict of interest and fiduciary duty issues. Resolved the matter favorably with the SEC issuing a termination notice and declining to bring an enforcement action.
  • Wegelin & Co., the world’s oldest private Swiss bank, in conducting an internal investigation and defending against criminal tax challenges from the DOJ, IRS and the US Attorney’s Office that the bank assisted US clients in evading their tax obligations.
  • A global public pharmaceutical company, along with several officers, directors and employees, in an SEC investigation into potential insider trading. Resolved the matter favorably with the SEC issuing termination notices and declining to bring an enforcement action.
  • Multiple institutional clients, along with several directors and employees, in criminal investigations by the US Attorney’s Office and the New York State Attorney General’s Office involving possible corruption by New York State officials in economic development efforts in upstate New York.
  • An institutional client in an investigation by the New York State Office of the Inspector General related to potential government contracting fraud.
  • A financial institution in defending claims related to its mortgage practices and compliance with federal anti-kickback laws.
  • Multiple institutional clients, including financial institutions, venture capital and investment firms, and asset managers in investigations and advice regarding potential insider trading concerns.
  • A global technology company in an investigation into potential misuse of data.
  • A medical services company in connection with a DOJ False Claims Act investigation.
  • Multiple clients in connection with advice regarding the CARES Act Paycheck Protection Program. 

Individual Representations

  • W. Carl Reichel, the former president of pharmaceutical company Warner Chilcott, in defending against criminal anti-kickback allegations brought by the US Attorney’s Office. After a month-long jury trial, Mr. Reichel was acquitted in a widely-reported victory.
  • The former CEO of a behavioral healthcare organization in False Claims Act litigation brought by the Massachusetts Attorney General’s Office and a private relator.
  • Former SAC Capital Advisors portfolio manager Mathew Martoma in defending against criminal and SEC allegations of insider trading.
  • Deutsche Bank trader Jon Paul Rorech in an SEC enforcement action alleging the first-ever insider trading case involving credit default swaps. After a month-long bench trial, the Court dismissed all charges against Mr. Rorech.
  • A New York City tax preparer in defending against criminal tax fraud, identity theft, and related charges brought by the US Attorney’s Office, culminating in a three-week jury trial.
  • Multiple individuals in connection with a False Claims Act investigation conducted by the US Attorney’s Office and the New York State Attorney General’s Office, relating to pharmaceutical sales and marketing practices.
  • Individuals under investigation by various criminal and civil regulatory agencies including the DOJ, SEC and FINRA, concerning allegations of securities fraud, market manipulation, insider trading and money laundering.

Ms. Railton also provides regulatory compliance counseling and advises companies on the development and implementation of appropriate risk management policies and procedures. She also worked for several years on an independent monitoring team focusing on the domestic ethics program of one of the largest publicly traded companies in the United States.

Professional Activities

Ms. Railton served as a Special Assistant District Attorney for the Kings County (Brooklyn) District Attorney’s Office in 2013–2014, where she prosecuted felony cases and conducted several jury trials and evidentiary hearings.

Ms. Railton also has an active pro bono practice, representing individuals and entities in a variety of federal and state matters, including several clients in federal criminal cases. She also represented the National Association of Criminal Defense Lawyers in an amicus brief filed with the US Supreme Court.

At Goodwin, Ms. Railton is actively involved in associate mentoring and serves on her group’s Attorney Development Committee. As a member of the Community Service Committee, she also helped plan the annual New York Day of Service for several years. 

Ms. Railton is a member of the Federal Bar Council, the New York City Bar Association, the Women’s White Collar Defense Association and the National Association of Women Lawyers.

 

Recognition

Ms. Railton is recognized by Chambers USA for her work in White-Collar Crime & Government Investigations, where she is described as “highly knowledgeable” and a lawyer who “provides extremely valuable insights and is a strong and effective advocate for the client.” Ms. Railton is also recommended by The Legal 500 US for her corporate investigations and white-collar criminal defense practice and has been recognized by Law360 as a White Collar “Rising Star,” one of only five attorneys nationwide to receive the award that year. She has also been named to Benchmark Litigation’s “40 & Under Hot List” for four consecutive years, recognizing the most promising emerging talent in litigation.

At New York University School of Law, Ms. Railton was a Student Articles Development Editor for NYU’s Review of Law and Social Change.

In The News

MELDUNGEN

ACTUALITÉS

相关新闻

Credentials

WERDEGANG

RÉFÉRENCES

专业资格

Education

J.D., 2008
New York University School of Law
B.A., 2004
New York University, Gallatin School of Individualized Study

(magna cum laude)

Admissions

Bar

New York

Courts

U.S. District Court for the Southern District of New York
U.S. District Court for the Eastern District of New York
U.S. Court of Appeals for the Second Circuit
Profile Image
Get In Touch
Kontakt
NOUS CONTACTER
联系我们
Our clients rely on us for world-class advisory services, counsel on complex transactional work and high-stakes litigation. Specializing in matters involving the financial, life sciences, private equity, real estate, and technology industries, we use a collaborative, cross-disciplinary approach to resolve our clients’ most challenging issues. To find out more, please contact us.

Unsere Kunden verlassen sich auf unsere erstklassige Beratung, vor allem im Hinblick auf komplexe Transaktionen und High-Stakes-Prozesse. Spezialisiert auf Angelegenheiten der Finanz-, Life-Sciences-, Private-Equity-, Immobilien-und Technologie-Branchen, verwenden wir einen kooperativen und interdisziplinären Ansatz, um Fragen unserer Kunden auch in extremen Spezialsituationen einer Lösung zuzuführen. Sie wollen mehr erfahren? Kontaktieren Sie uns gerne.

Nos équipes interviennent aux côtés de nos clients, industriels, fonds d’investissement, startups, institutions financières et dirigeants, dans le cadre de transactions et de contentieux complexes, et apportent des conseils de tout premier plan dans les secteurs financiers, des Sciences de la Vie, du Private Equity, de l’immobilier et des technologies. Nous traitons les dossiers juridiques de manière intègre, ingénieuse, souple et audacieuse pour répondre efficacement aux enjeux propres à chacun de nos clients, quels que soient la taille de l’opération et le secteur d’activité. Pour en savoir plus, contactez-nous.

客户信赖我们世界一流的咨询服务,希望获得针对复杂事务性工作与高风险诉讼的建议。我们通过协作式、跨领域的工作方法来解决客户最棘手的问题,涵盖金融、生命科学、私募股权、不动产和技术等多个行业。如需更多信息,请与我们联系。

Search Other Lawyers
ANWALTSSUCHE
Recherche par Pratique
搜寻其他律师