Advisory Services

The financial industry is operating in a complex and challenging regulatory environment with the cost of compliance rising, greater implications of big data and technology, heightened cybersecurity measures, and globalization requiring more comprehensive oversight.  It is important now more than ever for law firms to possess sophisticated regulatory capabilities and in-depth understanding of the financial markets.  Goodwin has its finger on the pulse of regulatory and compliance developments and is uniquely positioned to address the cutting-edge issues that can maximize business opportunities as well as better manage and mitigate risk. 

Services that make up our Financial Industry Advisory services include both U.S. and non-U.S. counseling on matters relating to bank and consumer finance regulations, broker-dealer regulation, corporate governance, derivatives, ERISA, executive compensation and employment, False Claims Act, FCPA, finance, government and internal investigations, intellectual property, Investment Advisers Act, Investment Company Act, privacy and cybersecurity, private investment funds regulation, public securities, restructuring, succession planning and liquidity strategies, tax, trade regulation, trusts and estates and enforcement actions.

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