In a large company, there's the potential for somebody to break securities laws. In fiscal year 2020, the Securities and Exchange Commission (SEC) took more than 700 enforcement actions against companies and brought a record $4.7 billion in judgments against them. Read the article in CFO Dive here.
Related Content
- AlertDecember 17, 2025
SEC No-Action Letter Permits Payment of Broker Fees to Unregistered Entities Owned by Registered Representatives — With Conditions
- Forces of Law 2026December 10, 2025
The Global Push to Open Private Markets to Mainstream Investors
- NewslettersNovember 17, 2025 - December 4, 2025
OCC Confirms Bank Authority to Hold Certain Crypto-Assets as Principal for Purposes of Paying Crypto-Asset Network Fees
- AlertDecember 2, 2025
SEC Sheds Light on 2026 Priorities: Risk Areas and Key Insights for Broker-Dealers
- InsightOctober 31, 2025
Negotiating Over-the-Counter Derivatives for Corporate Counterparties (Thomson Reuters)
- AlertOctober 29, 2025
Loan Fund Structures Under AIFMD2: ESMA’s Final Report
- AlertOctober 27, 2025
ESRB Warns of Systemic Risks From Stablecoins, Crypto-Investment Products, and Multi-Function Groups
- AlertOctober 20, 2025
Final FCA Capital Rules: Good News for Founders and Investors
- Press Release9 December 2025
Goodwin Advises Gilde Healthcare on the Acquisition Financing of MEG Medical Equipment
- Awards and RankingsDecember 3, 2025
Goodwin Earns Top Rankings in League Tables for Q3 2025
- Press ReleaseNovember 10, 2025
Goodwin Advises Hypo Vorarlberg Bank on Super Senior Financing for Aqua Group
- Press ReleaseNovember 3, 2025
Goodwin Advises EOS Partners on the Financing of the Acquisition of Majority Stake in FLEXiCODE GmbH and FLEXiCODE Schweiz AG
- EventsOctober 28, 2025
Luncheon with Goodwin at Money 20/20
- Press ReleaseOctober 21, 2025
Goodwin Advises EMZ Partners on Financing for koenig.solutions
- Press ReleaseOctober 20, 2025
Goodwin Advises the Lenders on the Refinancing of All Inclusive Fitness Group and Acquisition Financing of FIT STAR Holding and Fitness Future
- Awards and RankingsOctober 3, 2025
Goodwin Is Number One for Global M&A for Q3 2025